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Broker-Dealer Relationship Evaluation
Our firm assists high-net worth financial advisors, large advisor branch offices and registered investment advisors with evaluating their broker-dealer relationship. Our immense understanding of the internal framework of independent broker-dealers and trends in the independent marketplace allows us to counsel advisors on strategic initiatives that encourage growth and profitability.
 
With decades of business development experience in the independent marketplace, the firm will:
·         Evaluate your current broker-dealer relationship
·         Conduct a business needs analysis
·         Provide a broker-dealer recommendation based on your business needs
·         Initiate contract negotiations
 
Benefits 
·         Receive fresh perspectives on your business
·         Reduce time spent on research and search efforts
·         Obtain a contract better suited for your business growth potential
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Branch Office Business Development
Based on years of business development experience and knowledge, we have developed a recruiting platform that helps branch offices attract and retain quality advisors. We assist branch offices with streamlining business development efforts by:
·         Developing a recruiting platform
·         Restructuring an existing platform
·         Managing candidate selection, contractual assignments and transition processes
 
Benefits
·         Leverage industry relationships
·         Greater operational efficiencies
·         Save time and resources
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